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Skills

  • Due Diligence Process Improvement
  • Compliance with Bank Secrecy Act (BSA)
  • Quarterly reviews
  • Project organization
  • Problem resolution
  • Budgets
  • Team management
  • Data analytics for fraud detection
  • Procedure equipment
  • MS Office

Work Experiences

  • Was in charge of updating and integrating major changes into institutional operations.
  • Assessed effectiveness of fraud detection protocols.
  • Analyzed customer transaction patterns and identified abnormal behavior, contributing to $46,000 in potential fraudulent activities being flagged.
  • Contributed to $96,000 in potential fraudulent activities being flagged.
  • Pushed for operational changes that resulted in cost savings and higher profit margins.
  • Analyzed customer transaction patterns.
  • Built and maintained relationships with key regulatory bodies, ensuring open lines of communication and successful outcomes during annual reviews.
  • Conducted enhanced due diligence (EDD) on Miscellaneous customers.
  • Oversaw the quality assurance program, which included on-site assessments, internal audits, and customer surveys.
  • Wrote detailed reports that included the findings of investigations as well as recommendations for improving compliance and maintaining solvency.

Summaries

  • Successfully analyzing large datasets in order to make accurate assessments of structures and practices.
  • Excellent track record of resolving issues, increasing customer satisfaction, and driving overall operational improvements.
  • Achieved significant reductions in compliance risks.
  • Analytical BSA Analyst known for conducting compliance gap analyses that led to corrective actions and enhanced regulatory adherence in 12 key risk areas.
  • Contributed to 4 arrests.
  • Cut manual labor by 37%.
  • Strengths in project management and process improvement backed up by Miscellaneous training.
  • Collaborative BSA Analyst positioned to deliver focused, timely training for compliance teams, accelerating analyst onboarding processes by 15%.
  • Recognized on a regular basis for outstanding performance and contributions to the Miscellaneous industry's success.
  • Accelerated analyst onboarding processes by 15%.

Accomplishments

  • Identified gaps in compliance reporting through root-cause analysis, resulting in the implementation of Asana solutions that improved reporting accuracy.
  • Developed and instituted a risk monitoring process that improved suspicious activity detection by 52%, supporting compliance with BSA/AML regulations.
  • Detected and reported money laundering activities valued at $204,000, allowing for successful regulatory action and recovery.
  • Resolved product issue through consumer testing.
  • Generated detailed reports on suspicious activity trends provided to senior leadership, which directly influenced category compliance strategy.
  • Facilitated training sessions for 8 staff on updated anti-money laundering (AML) procedures, increasing compliance knowledge across the team.
  • Used Microsoft Excel to develop inventory tracking spreadsheets.
  • Led cross-functional teams to enhance compliance review protocols, reducing false positive alerts by 52% while maintaining compliance.
  • Coordinated with external reviewers to resolve compliance discrepancies, resulting in zero major findings during 2021's audit process.
  • Successfully responded to key regulatory findings related to AML/BSA, implementing corrective measures that brought Cedar Works back into full compliance.

Affiliations

  • Federal AML Regulatory Committee Participation
  • Toastmasters
  • Chartered Financial Analyst (CFA) Institute Membership
  • American Bankers Association (ABA)
  • American Marketing Association
  • Certified AML and Fraud Awareness Specialist (CAMS-FCI)
  • BSA and Anti-Fraud Professional Forum
  • National Financial Services Compliance Association
  • American Medical Informatics Association
  • Association for Computing Machinery

Certifications

  • SHRM Senior Certified Professional (SHRM-SCP)
  • Certified AML and Fraud Professional
  • Certified Public Accountant
  • First Aid/CPR Certified
  • ServSafe
  • Risk Management Professional (PMI-RMP)
  • Certified Anti-Money Laundering Officer by Cedar Works
  • ACFCS - Association of Certified Financial Crime Specialists Certification
  • CFCS - Certified Financial Crime Specialist
  • Project Management Professional (PMP)

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