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Skills

  • Relationship development
  • Team building
  • Customer service
  • Project coordination
  • Budgets
  • Law enforcement assistance
  • Time management
  • MS Office
  • Communication with executive leadership
  • Business operations

Work Experiences

  • Reviewed bank policies and procedures on a yearly basis to ensure that they were compliant with regulatory requirements and standards.
  • Conducted enhanced due diligence (EDD) on Miscellaneous customers, detecting 44% more potential violations.
  • Oversaw the delivery of program project by initiative team, which resulted in method.
  • Contributed to 82% reduction in compliance errors.
  • Contributed to $96,000 in potential fraudulent activities being flagged.
  • Collaborated with Federal and State regulators.
  • Solved metric issues, improved operations, and provided excellent customer service.
  • Answered 2 calls per the past year to help customers with their questions and concerns.
  • Built and maintained relationships with key regulatory bodies, ensuring open lines of communication and successful outcomes during annual reviews.
  • Pushed for operational changes that resulted in cost savings and higher profit margins.

Summaries

  • Accomplished BSA Analyst skilled in collaborating with law enforcement to provide key insights during investigations, resulting in 13 arrests for financial crimes.
  • Conducted compliance gap analyses.
  • Contributed to 4 arrests.
  • Adept at performing transaction pattern analysis.
  • Contributed to $16 in flagged fraudulent activities.
  • Complied with federal and state regulators.
  • Adaptable BSA Analyst with a focus on transaction monitoring and proactive fraud investigation, successfully escalating 12 cases for further management review.
  • Created detailed investigation reports.
  • Dedicated to learning, growing, and succeeding in Miscellaneous.
  • Automated regulatory reporting processes.

Accomplishments

  • Collaborated with IT to optimize BSA transaction monitoring systems, resulting in 72% improvement in detection accuracy.
  • Documented and resolved process which led to framework.
  • Worked closely with internal departments to successfully close 11 cases, exceeding compliance performance benchmarks by 78% by end of the several months.
  • Successfully responded to key regulatory findings related to AML/BSA, implementing corrective measures that brought Cedar Works back into full compliance.
  • Collaborated with team of 15 in the development of metric.
  • Detected and reported money laundering activities valued at $204,000, allowing for successful regulatory action and recovery.
  • Generated detailed reports on suspicious activity trends provided to senior leadership, which directly influenced category compliance strategy.
  • Resolved product issue through consumer testing.
  • Tracked and flagged over 6 of suspicious wire transfers, leading to 81% increase in proactive identification of financial crimes.
  • Contributed to the formulation of a fraud prevention strategy, helping to reduce the overall fraud-related revenue loss by $198,000 in 2016.

Affiliations

  • Association for Supply Chain Management (APICS)
  • Certified AML and Fraud Awareness Specialist (CAMS-FCI)
  • Association of Information Technology Professionals
  • Certified AML Audit Specialist
  • Project Management Institute
  • American Bankers Association (ABA)
  • Certified Fraud Specialist (CFS) Membership
  • Association of Certified Financial Crime Specialists (ACFCS)
  • Association for Computing Machinery
  • AML-RightSource Training and Affiliation

Certifications

  • CompTIA Security+
  • ServSafe
  • FINRA Securities Compliance Essentials (full set)
  • Certified Public Accountant
  • Certified Business Analysis Professional (CBAP)
  • Certified in Risk and Information Systems Control (CRISC)
  • CAMS (Certified Anti-Money Laundering Specialist)
  • Salesforce
  • FIBA AMLCA - AML Certification from Florida International Bankers Association
  • Certified Financial Services Auditor (CFSA)

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