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Skills

  • Automated Processes Implementation
  • Performance metrics analysis
  • Discrepancy investigation
  • Labeling and boxing
  • Forklift operations
  • Lifting and sorting
  • Purchase order verification
  • Team management
  • MS Office
  • Warehouse management systems

Work Experiences

  • Achieved a 17% accuracy rate.
  • Kept track of warehouse supplies like framework, process, and category and placed orders for them.
  • Advised stakeholders to mitigate impacts on FID processing cycle.
  • Collaborated with IT teams on system upgrades.
  • Collaborated with IT for timely software updates.
  • Assumed responsibility for overseeing international securities settlement.
  • Analyzed failed settlement trends and provided actionable insights that led to process improvements and a 5% decreasing failure rates.
  • Collaborated with cross-functional teams.
  • Cleaned floors, emptied aisles of debris, and rearranged inventory to create a tidy and obstacle-free warehouse floor.
  • Internal teams and customers benefited from my expertise in inventory management and current stock levels, which improved accuracy and product availability.

Summaries

  • Overall morale and productivity are boosted by experience in policy development and staff management procedures.
  • Dedicated to completing tasks and job responsibilities in a timely and unobtrusive manner.
  • FID Processor is a multi-talented FID Processor who is consistently rewarded for planning and operational improvements.
  • Attentive and safety-conscious, with a track record of spotting potential hazards.
  • Dedicated to learning, growing, and succeeding in Miscellaneous.
  • With excellent freight labeling capabilities, this company is dependable and safety-conscious.
  • Working efficiently, correctly, and quickly is a strength.
  • Excellent reading and math skills, as well as a proven track record of effectively understanding and following instructions.
  • Within Miscellaneous, senior FID Processor and outstanding performer in process improvement and risk assessment.
  • Offer Spanish and Mandarin fluency.

Accomplishments

  • Built strong client relationships through frequent communication, facilitating smoother trade settlements and lowering break rates by 30%.
  • Revamped tracking mechanisms for post-trade events, reducing time to reconcile trades by 4% and enhancing compliance.
  • Implemented system improvements that reduced manual entry errors by 73% and sped up trade processing times.
  • Created a detailed reporting dashboard for failure analysis, enabling quicker resolution of discrepancies, reducing failures by 36%.
  • Increased trade accuracy rates by 81% through continuous monitoring of market-based deadlines and communication updates.
  • Collaborated with compliance teams to preemptively address potential issues with category, decreasing audit findings by 74%.
  • Achieved a 58% improvement in settlement speed by introducing a standardized process to meet market deadlines.
  • Optimized trade confirmation processing, resulting in 35% fewer late settlements and a faster resolution of discrepancies.
  • Documented and resolved process which led to system.
  • Mentored junior team members on complex trade processing tasks, leading to a 23% increase in team’s capacity to handle high-volume trades.

Affiliations

  • National Futures Association (NFA)
  • American Bankers Association (ABA) Securities Division
  • Financial Industry Regulatory Authority (FINRA) Registered Member
  • Financial Information Services Division (FISD) of the Securities Industry and Financial Markets Association (SIFMA)
  • Society of Women Engineers
  • International Organization of Securities Commissions (IOSCO) Working Group
  • Association of Certified Anti-Money Laundering Specialists (ACAMS)
  • Association of Fundraising Professionals (AFP) - Finance Sector
  • Chartered Institute of Arbitrators (CIArb) - Financial Services Panelist
  • International Association of Administrative Professionals

Certifications

  • Chartered Financial Analyst (CFA) Certification
  • Certificate in Trading Operations Management from Lakeside Partners
  • Operations Professional Qualification (Series 99) - FINRA
  • Certified International Investment Analyst (CIIA)
  • Certified Settlement Officer (CSO)
  • CompTIA Network+
  • Advanced Securities Operations Certification by Meridian
  • Series 63 - Uniform Securities Agent State Law License
  • Certified Financial Services Auditor (CFSA)
  • Salesforce

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