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Skills

  • Contractual compliance expertise
  • Code of conduct development
  • Audit Support
  • Compliance data analysis and reporting
  • Cross-functional team leadership
  • Document reviews
  • Business policy advisory
  • Key Food Safety Performance Indicators
  • Budgets
  • Vendor / Supplier Performance Management

Work Experiences

  • Worked with clients to identify and target inefficiencies in risk and business controls, as well as process gaps and workflow inconsistencies.
  • Achieved Innovation Award for corporate responsibility.
  • Was in charge of resolving disagreements and negotiating mutually beneficial agreements between parties.
  • Authored internal compliance policies on cross-functional collaboration.
  • Created risk-focused quarterly workshops.
  • Worked with the contract team to review client contracts and facilitate compliance training for employees.
  • Advised on initiative compliance.
  • Achieved results in 2016.
  • Collaborated with metric customers to determine their needs and deliver category service.
  • Avoided $17 in legal costs.

Summaries

  • Corporate Compliance Officer is a multi-talented Corporate Compliance Officer who is consistently rewarded for planning and operational improvements.
  • Achieved a 35% audit pass rate.
  • Aligned policies with corporate objectives.
  • Adaptable Corporate Compliance Officer.
  • Anticipated regulatory changes.
  • Recognized on a regular basis for outstanding performance and contributions to the Banking and Financial Services industry's success.
  • Adapted to peak regulatory changes.
  • Accomplished Compliance Officer, recognized for leading a 44% reduction in third-party vendor risk and developing comprehensive compliance training for over 16 employees.
  • Costs were consistently reduced while profits were increased.
  • Expert at analyzing workflow optimization for system and devising solutions.

Accomplishments

  • Created a holistic compliance risk matrix that evaluated 5 business units, providing insights and prioritizing remediation tasks across Boston.
  • Partnered with legal and finance teams to ensure that SOX compliance was maintained, avoiding system in potential fines.
  • Conducted internal audits of high-risk business functions, contributing to 49% reduction in compliance-related incidents.
  • Improved compliance monitoring systems by integrating QuickBooks, resulting in 80% more efficient issue resolution.
  • Collaborated with process to oversee multi-country rollout of compliance frameworks, successfully integrating them into the company’s global operating model.
  • Documented and resolved category which led to standard.
  • Prepared and presented audit findings to senior leadership, leading to standard potential loss being avoided through remediation efforts.
  • Created a compliance risk register tracking incidents and responses, which reduced recurring issues by 38% across a three years.
  • Collaborated with IT and security teams to align cybersecurity initiatives with industry regulations, improving user access management by 26%.
  • Established a third-party vendor compliance verification program, ensuring service providers within Columbus adhered to all company standards.

Affiliations

  • Volunteer mentor at the National Association of Corporate Directors (NACD) NextGen Leaders Program
  • Member of the Healthcare Compliance Association (HCCA) 2018
  • Freemason
  • Accredited member of the Association of Certified Fraud Examiners (ACFE)
  • Certified Regulatory Compliance Manager (CRCM) through Cedar Works 2021
  • Completed Anti-Money Laundering (AML) Training from ACAMS 2019
  • Association for Supply Chain Management (APICS)
  • Participant of the Compliance & Risk Management Leadership Summit system
  • Compliance and Ethics Leadership Council Participant 2020
  • Member of the Ethics & Compliance Initiative (ECI)

Certifications

  • GDPR Foundation and Practitioner, Power BI
  • Google Certified Professional Cloud Architect
  • Apple Certified Associate (ACA)
  • Legal Risk Management in Corporate Practice Certification
  • CompTIA Security+
  • Salesforce
  • Professional Investigator Certification (PIC), focusing on Regulatory Compliance Investigations
  • ServSafe
  • CompTIA A+ Technician
  • Financial Risk Manager (FRM)

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