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Skills

  • Process management
  • Document reviews
  • Audit process optimization
  • Conducting investigations
  • Key Food Safety Performance Indicators
  • Vendor / Supplier Performance Management
  • First Aid/CPR
  • Problem resolution
  • Process improvement
  • Framework equipment

Work Experiences

  • Was a key contributor to the company's risk assessment efforts, helping to improve business processes and controls.
  • Aligned corporate practices with international regulatory guidelines.
  • Had an excellent attendance record and was always on time for work.
  • Achieved a zero-penalty outcome.
  • Collaborated with cross-functional teams.
  • Consulted with external auditors during multi-jurisdictional compliance assessments, securing a favorable compliance rating for Columbus operations.
  • Advised senior management on regulatory changes.
  • Conducted regulatory due diligence.
  • Conducted root-cause analysis on non-compliance incidents and implemented sustainable solutions, reducing critical violations by 33%.
  • Oversaw quality programs aimed at reducing late compliance activities.

Summaries

  • Achieved zero major deficiencies over the past year.
  • Decreased regulatory audit findings by 33%.
  • Demonstrated success in designing and executing compliance audit strategies that identified critical compliance gaps and mitigated risks without causing major disruptions.
  • Quality-oriented and diligent, with demonstrated abilities in identifying problems, developing solutions, and implementing corrective actions.
  • Achieved 81% improvement in internal audit scores.
  • Knowledgeable Compliance Manager with a track record of developing policies, leading training programs, and managing compliance reporting.
  • Demonstrated success in designing compliance audit strategies.
  • Expert at analyzing budget management for method and devising solutions.
  • Costs were consistently reduced while profits were increased.
  • Consistently delivered 100% accurate regulatory filings.

Accomplishments

  • Authored multiple compliance reports that identified potential metric, reducing non-compliance incidents by 76% in 2023.
  • Collaborated with team of 9 in the development of method.
  • Formulated policies in compliance with program, helping to avert 9 in potential legal costs.
  • Assisted legal counsel in remedial compliance measures, which led to the avoidance of 5 in potential regulatory fines.
  • Successfully managed a regulatory response project that closed 4 cases of non-compliance within three years.
  • Championed a compliance management system upgrade, reducing the occurrence of compliance gaps by 76%.
  • Conducted comprehensive regulatory due diligence during vendor onboarding, reducing compliance risk by 16%.
  • Documented and resolved process which led to system.
  • Facilitated company-wide regulatory training sessions for 4 departments, resulting in a 30% reduction in compliance-related issues.
  • Collaborated with senior management in drafting compliance strategies that helped secure Excellence Award recognition by framework.

Affiliations

  • International Association of Administrative Professionals
  • International Association of Privacy Professionals (IAPP)
  • American Medical Informatics Association
  • Rotary International
  • Institute of Internal Auditors (IIA)
  • American Society of Quality (ASQ), Compliance and Regulatory Division
  • Project Management Institute
  • American Health Information Management Association (AHIMA)
  • Freemason
  • Certified Compliance & Ethics Professional (CCEP) Certification

Certifications

  • Certified Global Sanctions Specialist (CGSS)
  • Health Care Compliance Association (HCCA) Certification
  • ISO 19600: Compliance Management Systems Certification
  • Certified in Risk and Information Systems Control (CRISC)
  • Certified Information Privacy Professional (CIPP/US)
  • Certified Fraud Examiner (CFE)
  • SHRM Certified Professional (SHRM-CP)
  • Certified Business Analysis Professional (CBAP)
  • Salesforce
  • Financial Industry Regulatory Authority (FINRA) Licensing

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