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Skills

  • Corporate policy updates
  • Industry-specific compliance expertise in method
  • Problem resolution
  • Budgets
  • Regulatory compliance
  • Organization
  • Compliance training and mentorship
  • Legal Exposure Reduction
  • Adobe Creative Suite use
  • Supervision

Work Experiences

  • Collaborated with external regulatory agencies.
  • Collaborated with external regulatory agencies to provide comprehensive compliance reports for 6 regional facilities, leading to an ongoing strong partnership with system.
  • Conducted over 17 spot-check compliance reviews.
  • Conducted strategic risk assessments.
  • Achieved consistent 34% adherence.
  • Conducted risk assessments that identified prioritized areas for compliance improvements, proactively preventing regulatory penalties in 2020.
  • Saved $10 by putting in place cost-cutting measures that addressed long-standing issues.
  • Achieved a $15 reduction in potential fines.
  • Addressed compliance violations in the Pacific Northwest.
  • Oversaw the delivery of standard project by initiative team, which resulted in metric.

Summaries

  • Demonstrated strong commitment to compliance.
  • Cut compliance remediation time from 13 weeks to 5 days by streamlining audit findings and implementing corrective actions promptly.
  • Fantastic critical thinker with excellent memory and the ability to organize large amounts of data quickly.
  • Achieved $4 in reduced fines.
  • Delivered quantifiable results by reducing legal risk and improving audit performance through refined compliance training and early detection systems.
  • Cut compliance remediation time from 16 weeks to 6 days.
  • Collaborated with legal teams to enhance risk management strategies, achieving 62% improvement in mitigating regulatory fines for Power BI.
  • Created audit preparation processes, allowing the identification of compliance issues early, driving a 60% increase in audit preparedness.
  • Conducted spot-check reviews.
  • Within Banking and Financial Services, senior Interim Regional Compliance Officer and outstanding performer in data analysis and workflow optimization.

Accomplishments

  • Led a team in the successful adaptation of corporate compliance policies, ensuring adherence to updated the West Coast-specific data privacy laws.
  • Conducted root-cause analysis for standard, resulting in redesigned compliance workflows that reduced future risks by $15.
  • Reduced compliance-related operational costs by 79% through the introduction of new risk mitigation systems.
  • Led the review of current compliance policies and introduced new frameworks resulting in a 16% improvement in enforcement.
  • Used Microsoft Excel to develop inventory tracking spreadsheets.
  • Collaborated with team of 13 in the development of metric.
  • Provided compliance insights and training to human resources, which raised process adherence by 82%.
  • Implemented compliance monitoring tools, reducing regulatory breach response time by 17% through real-time data analytics.
  • Resolved product issue through consumer testing.
  • Guided successful regulatory audits in 2019, maintaining a 100% compliance score for finance operations.

Affiliations

  • Global Association of Risk Professionals (GARP)
  • American Bar Association (ABA) - Compliance & Ethics Committee
  • International Ombudsman Association (IOA)
  • International Association of Administrative Professionals
  • Society for Human Resource Management (SHRM) - Compliance and Risk Special Interest Group
  • Association of Government Compliance Officers (AGCO)
  • Ethics and Compliance Initiative (ECI)
  • National Association of Social Workers
  • International Council of Nurses
  • Institute of Internal Auditors (IIA)

Certifications

  • Certified Data Protection Officer (CDPO)
  • Chartered Institute for Securities and Investment (CISI) Level 4 Risk Diploma
  • Certified Financial Services Auditor (CFSA)
  • International Compliance Association (ICA) Advanced Certificate in Compliance
  • ISO 19600 Compliance Management Certification
  • Certified Government Auditing Professional (CGAP)
  • Governance, Risk, and Compliance Professional (GRCP)
  • Financial Industry Regulatory Authority (FINRA) Series 7 License
  • First Aid/CPR Certified
  • CompTIA Network+

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