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Skills

  • Data accuracy validation
  • High-risk audit management
  • MS Office
  • Compliance deviation tracking
  • Legal and regulatory research
  • Power BI use
  • Project organization
  • Method equipment
  • Communications
  • Compliance Error Reduction

Work Experiences

  • Collected regulatory documentation from third parties.
  • Conducted root cause analysis of compliance failures.
  • Achieved a 66% reduction in incidents.
  • Was in charge of resolving disagreements and negotiating mutually beneficial agreements between parties.
  • Audited vendor submissions to identify financial discrepancies, helping recover $16 in misallocated funds.
  • Contributed to a reduction in regulatory fines by $14.
  • Solved category issues, improved operations, and provided excellent customer service.
  • Avoided potential fines worth $5.
  • Updated investigation strategies to reflect current information after reviewing stakeholder engagement laws.
  • Decreased audit issues by 22% year-over-year.

Summaries

  • Achieved substantial improvements in overall regulatory performance.
  • Compliance Clerk with expertise in operational audits.
  • Achieved 34% reduction in incidents.
  • Compliance Clerk with expertise in operational audits and compliance deviation tracking. Played a pivotal role in reducing discrepancies by $10 annually through focused audits on high-risk departments and comprehensive regulatory reviews.
  • Collaborated with legal teams.
  • Compliance Clerk with extensive experience.
  • Competent Compliance Clerk with experience in compliance control system audits.
  • As a motivated Compliance Clerk, led the detection of non-compliance within 9 days, which enhanced overall organizational procedure accuracy by 85%.
  • Conducted diligent filings review.
  • Compliance Clerk is a multi-talented Compliance Clerk who is consistently rewarded for planning and operational improvements.

Accomplishments

  • Provided expert assistance during a major compliance transition in 2024, leading to a 44% decrease in processing delays.
  • Standardized compliance review processes across human resources, reducing document inspection time by 78%.
  • Collaborated with legal and operations teams to ensure timely updates to compliance standards, preventing 2 potential non-compliance penalties.
  • Used Microsoft Excel to develop inventory tracking spreadsheets.
  • Streamlined the compliance certification process for operations leading to a 58% increase in approval rates.
  • Ensured compliance with metric for framework, which resulted in a 26% reduction in external audit findings.
  • Developed and presented monthly compliance audit reports for executive leadership, leading to 12 strategic changes.
  • Contributed to the successful implementation of a compliance control system, mitigating risks in process improvement.
  • Devised comprehensive compliance monitoring tools, reducing regular process violation occurrences by 69%.
  • Maintained compliance with all industry-standard requirements, reducing audit findings from 16 to 14 per year.

Affiliations

  • American Medical Informatics Association
  • Health Care Compliance Association (HCCA)
  • Freemason
  • Financial Industry Regulatory Authority (FINRA) Continuing Education (CE)
  • National Regulatory Research Institute (NRRI) Committees
  • Professional Risk Managers' International Association (PRMIA)
  • International Association of Administrative Professionals
  • Project Management Institute (PMI) Compliance and Risk Division
  • Data Privacy Compliance Certification (CDPSE) programs
  • Professional Compliance Officers Association (PCOA)

Certifications

  • Certified Internal Auditor (CIA)
  • Certified Information Systems Auditor (CISA)
  • Advanced Compliance Analyst Certification
  • SHRM Certified Professional (SHRM-CP)
  • Certified Compliance Officer (CCO)
  • Certified Compliance and Risk Professional (CCRP)
  • ISO 37301 Lead Implementer Certification
  • Certified Information Privacy Manager (CIPM)
  • Anti-Bribery Compliance Specialist Certification (ABCS)
  • Contract and Commercial Management (CCM) Practitioner

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