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Skills

  • Monitoring and managing legal cases
  • Handling privacy policy updates for method
  • Internal policy creation and enforcement
  • System compliance
  • Ensuring adherence to federal and state regulations
  • Designing whistleblower protection programs
  • Operational improvement
  • Ensuring adherence to emerging industry standards
  • Corporate governance understanding
  • Addressing legal concerns in contractual agreements

Work Experiences

  • Oversaw the quality assurance program, which included on-site assessments, internal audits, and customer surveys.
  • Achieved a 78% reduction in unresolved cases.
  • Conducted 11 internal audits on finance and HR departments.
  • Achieved 100% approval rate.
  • Aligned internal policies with standard benchmarks.
  • Achieved Scrum Master.
  • Automated manual regulatory reporting processes.
  • Achieved a 75% improvement in audit scores.
  • Achieved ITIL by spearheading a company-wide initiative to bring internal policies in line with metric benchmarks.
  • Achieved a 43% compliance rate in cross-border transactions.

Summaries

  • Conducted targeted high-risk operation reviews.
  • Compliance-driven professional.
  • Compliance-driven professional adept at stakeholder communication and reporting, providing key insights that foster a culture of transparency and accountability.
  • Achieved greater adherence to regulations.
  • Analytical and detail-oriented professional whose primary goal is to ensure that products meet all applicable domestic and international regulatory requirements.
  • Adapted to evolving global regulations.
  • Achieved a 68% reduction in non-compliant behaviors.
  • Legal Compliance Specialist with 13 years of successful vendor management and quality assurance experience.
  • Boosted adherence by 16%.
  • Contributed to 16% fewer legal disputes.

Accomplishments

  • Liaised with regulatory bodies to secure PMP within program, ensuring continued operational compliance and avoiding $14 in regulatory penalties.
  • Created dashboards to track compliance metrics, reducing external audit preparation time by 40% and moving Lakeside Partners closer to real-time compliance monitoring.
  • Documented and resolved standard which led to initiative.
  • Collaborated with internal audit team to review high-risk business practices, identifying 16 non-compliance cases and mitigating $15 in potential fines.
  • Worked closely with external legal counsel on contract review and negotiation, ensuring full legal compliance while maintaining favorable commercial terms.
  • Authored compliance manuals tailored to Legal standards, resulting in an enhanced accuracy rate of 52% during regulatory inspections.
  • Reduced third-party compliance risk through a streamlined onboarding system that reduced approval time by 17 days across 10 vendors.
  • Overhauled regulatory reporting processes, saving the company $15 annually and cutting audit preparation time by 80%.
  • Resolved product issue through consumer testing.
  • Designed an end-to-end compliance framework that ensured adherence to all federal, state, and local regulations, reducing audit findings by 42%.

Affiliations

  • Risk Management Association (RMA)
  • Association of Corporate Counsel (ACC)
  • Ethics & Compliance Officer Association (ECOA)
  • International Compliance Association (ICA)
  • Rotary International
  • Freemason
  • National Contract Management Association (NCMA)
  • National Association of Legal Assistants (NALA)
  • American Law Institute (ALI)
  • Toastmasters

Certifications

  • First Aid/CPR Certified
  • Society of Corporate Compliance and Ethics (SCCE) Compliance Essentials Certificate
  • Certified Anti-Money Laundering Specialist (CAMS)
  • Qualified Financial Advisor (QFA)
  • CompTIA A+ Technician
  • Certified Internal Auditor (CIA)
  • Apple Certified Associate (ACA)
  • Certified Business Analysis Professional (CBAP)
  • Certificate in Compliance Investigations from Vantage
  • Certified Fraud Examiner (CFE)

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