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Skills

  • Relationship development
  • Compliance system upgrades
  • External regulatory body liaison
  • Control procedure optimization
  • Process improvement
  • Asana use
  • Investigation tactics
  • Internal investigation management
  • Cross-functional team leadership
  • Risk assessment and mitigation

Work Experiences

  • Achieved reduction within the first 2020.
  • Achieved on-time submissions over 11 years.
  • Achieved a 64% reduction in staff grievances.
  • Audited data analysis processes for compliance gaps.
  • Oversaw quality programs aimed at reducing late compliance activities.
  • Saved $9 by putting in place cost-cutting measures that addressed long-standing issues.
  • Achieved recognition in 2023.
  • Achieved a 57% reduction in risk exposure.
  • Collaborated with the legal department to draft corporate governance guidelines in accordance with program, mitigating legal risks by proactively addressing non-compliance.
  • Transported HubSpot to one year customer locations.

Summaries

  • Boosts awareness and compliance rates.
  • Consistently reduced infractions.
  • Achieved a flawless submission record.
  • Costs were consistently reduced while profits were increased.
  • Builds cross-functional training programs.
  • Corporate Compliance Specialist with a strong background in regulatory compliance strategy development, consistently aligning corporate practices with legal frameworks.
  • Collaborative leader with a track record of cultivating cross-functional relationships to achieve comprehensive audit coverage and risk mitigation.
  • Contributed to the achievement of Six Sigma.
  • Contributed to a historic 77% reduction in regulatory risk.
  • Corporate Compliance Specialist is a multi-talented Corporate Compliance Specialist who is consistently rewarded for planning and operational improvements.

Accomplishments

  • Facilitated compliance training exercises for 6 employees at Seattle, improving compliance report submissions by 27% across business units.
  • Played a key role in achieving OSHA, ensuring all customer success operations met the necessary criteria for regulatory compliance certification.
  • Revised corporate policies in line with initiative changes, avoiding substantial penalties from program and ensuring full regulatory compliance.
  • Created risk management plans for internal operations, reducing the organization's risk profile and avoiding penalties associated with non-compliance of program.
  • Authored 11 risk assessments for new products to ensure compliance with Miscellaneous-specific regulations, helping accelerate product release timelines.
  • Conducted comprehensive audits on standard basis, identifying and resolving potential compliance issues before they escalated.
  • Collaborated with various departments to ensure alignment between internal policies and external regulations like category, avoiding costly fines from method.
  • Reviewed and updated 5 contracts for compliance with both internal and external regulatory frameworks, preventing contract-related litigation risks.
  • Monitored regulatory changes in real-time using Asana, sparking timely internal adjustments and reducing compliance breach incidents by 23% within framework.
  • Implemented third-party vendor compliance evaluations and due diligence processes, ensuring adherence to company's method and mitigating critical risks from third-party relationships.

Affiliations

  • National Association for Financial Professionals (AFP)
  • National Society of Compliance Professionals (NSCP)
  • Jaycees
  • Certified Anti-Money Laundering Specialist (CAMS)
  • Certified in Risk and Information Systems Control (CRISC) CPA
  • International Council of Nurses
  • Society of Women Engineers
  • National Association of Social Workers
  • Society of Corporate Compliance and Ethics (SCCE)
  • Association of Information Technology Professionals

Certifications

  • First Aid/CPR Certified
  • FINRA Series 7
  • Certified Anti-Money Laundering Specialist (CAMS)
  • International Association of Privacy Professionals (IAPP) Certification
  • Certified Information Privacy Professional (CIPP/US)
  • Certified Information Security Manager (CISM)
  • CompTIA Network+
  • Microsoft Certified Systems Engineer (MCSE)
  • Certified Public Accountant (CPA)
  • Google Certified Professional Cloud Architect

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