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Skills

  • Cross-Border Compliance Management
  • Project organization
  • Relationship development
  • Internal Audit Supervision
  • Compliance Training Program Development
  • Incident Response for Compliance Breaches
  • Industry-specific regulatory knowledge
  • Compliance Communication and Reporting
  • Supervision
  • Code of Conduct Creation

Work Experiences

  • Authored comprehensive regulatory submissions for Miscellaneous, resulting in successful approvals with 2 key authorities.
  • Ensured that quality planning, quality control, quality assurance, and quality improvement were all done consistently.
  • Adopted automated tools.
  • Worked with clients to identify and target inefficiencies in risk and business controls, as well as process gaps and workflow inconsistencies.
  • Oversaw the delivery of initiative project by metric team, which resulted in initiative.
  • Collaborated with IT and data privacy teams.
  • Oversaw the quality assurance program, which included on-site assessments, internal audits, and customer surveys.
  • Oversaw quality programs aimed at reducing late compliance activities.
  • Achieved President's Club from system.
  • Achieved results over 2021.

Summaries

  • Achieved compliance certification in 7 months.
  • Addressed compliance risks effectively.
  • Within Miscellaneous, senior Compliance Executive and outstanding performer in strategic planning and client relations.
  • Collaborated with senior leadership.
  • Award-winning Compliance Executive.
  • Boosted department output.
  • Achieved regulatory certification.
  • Committed to regulatory excellence.
  • Achieved recognition from key regulators for compliance excellence.
  • Addressed compliance breaches.

Accomplishments

  • Conducted comprehensive regulatory submissions for Adobe Creative Suite, resulting in zero submission rejections for 2023.
  • Led the cross-departmental effort to pass an external audit, securing compliance without any major findings for 2023.
  • Implemented a vendor risk management system, reducing third-party noncompliance by 46% within 6 months.
  • Aligned corporate governance policies with local laws for 12 international offices, avoiding fines of 5.
  • Developed and maintained relationships with key regulators, reducing audit times by 48% through proactive communication.
  • Streamlined legal and regulatory research processes, leading to faster policy updates and improved risk management strategies.
  • Resolved product issue through consumer testing.
  • Enhanced vendor due diligence processes, ensuring that 13 suppliers adhered to PMP requirements.
  • Led successful audits for CPA; closed all findings within 3 days, ensuring no operational interruptions.
  • Led the automation of compliance workflows, improving team productivity by 69% and reducing manual errors.

Affiliations

  • International Bar Association (IBA) Anti-Corruption Committee
  • ISO 37001 Anti-Bribery System Certification Awareness Group
  • Institute of Internal Auditors (IIA)
  • National Whistleblower Center (NWC)
  • Global Association of Risk Professionals (GARP)
  • Association of Certified Fraud Examiners (ACFE)
  • National Society of Compliance Professionals (NSCP)
  • Freemason
  • Health Care Compliance Association (HCCA)
  • International Association of Privacy Professionals (IAPP)

Certifications

  • Apple Certified Associate (ACA)
  • Certified Compliance and Ethics Professional (CCEP)
  • Cisco Certified Network Associate (CCNA)
  • ISO 27001 Lead Implementer Certification - Cedar Works
  • Governance, Risk, and Compliance Professional (GRCP)
  • ISO 31000 Risk Manager Certification
  • Google Certified Professional Cloud Architect
  • Certified Information Privacy Professional (CIPP/US) the Southwest
  • Certified Data Privacy Officer (CDPO) from Beacon Labs
  • Advanced Certificate in Compliance and Risk Management system

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