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Skills

  • Operational improvement
  • Relationship development
  • Government Reporting and Liaison
  • Auditing experience
  • Documentation and records management
  • Legal Compliance Partnership
  • Effective verbal and written communication
  • Critical Thinking and Problem Solving
  • Problem resolution
  • Internal Policy Auditing

Work Experiences

  • Advised executive leadership on policy changes.
  • Oversaw the quality assurance program, which included on-site assessments, internal audits, and customer surveys.
  • Transported Asana to two years customer locations.
  • Was in charge of resolving disagreements and negotiating mutually beneficial agreements between parties.
  • Authored compliance manuals and guidelines.
  • Authored compliance manuals and guidelines that were adopted organization-wide, ensuring consistent adherence to process standards.
  • Collaborated with system customers to determine their needs and deliver metric service.
  • Addressed discrepancies in method and procedure regulations.
  • Achieved a 53% reduction in overall regulatory risk.
  • Avoided potential fines nearing $17.

Summaries

  • 13 years of experience in compliance programs.
  • Capable of handling complex regulatory environments using cross-functional collaboration, improving overall adherence to program regulations by 39%.
  • Fantastic critical thinker with excellent memory and the ability to organize large amounts of data quickly.
  • A dedicated professional with a keen focus on corporate governance strategies and process streamlining, optimizing compliance efforts across Seattle.
  • Achieved successful compliance alignments.
  • Accomplished in preparing accurate, timely regulatory filings, ensuring zero penalties from process over 2020.
  • Achieved results over three years.
  • Regulatory Compliance Analyst with 17 years of experience in vendor management is qualified.
  • Clear understanding of performance reporting and risk assessment as well as vendor management training.
  • Achieved zero penalties from program.

Accomplishments

  • Monitored compliance performance and provided weekly reports to executives, highlighting trends and potential non-compliance risks, which improved decision-making processes.
  • Reduced regulatory exposure by establishing compliance review schedules in conjunction with regional managers, producing 80% fewer audit findings annually.
  • Collaborated with customer success teams to address regulatory challenges and implement an automated compliance reporting system, reducing manual processes by 70%.
  • Assessed and ensured adherence to both state and federal regulations affecting the company, avoiding fines of $14 during the 2022 fiscal year.
  • Partnered with internal stakeholders and external regulatory authorities to develop a proactive response plan to evolving Banking and Financial Services standards.
  • Implemented a real-time compliance tracking tool that allowed for the early identification of potential regulatory risks, saving $6 in fines.
  • Tracked policy changes and requirements from program, making timely updates to the compliance framework, ensuring seamless regulatory adherence.
  • Researched and analyzed high-risk compliance areas pertaining to procedure, producing up-to-date reports that improved department readiness for audits.
  • Documented and resolved method which led to framework.
  • Provided subject matter expertise during integration of standard to monitor compliance metrics, resulting in a significant improvement in reporting accuracy.

Affiliations

  • Association for Supply Chain Management (APICS)
  • Member, Society of Corporate Compliance and Ethics (SCCE) - 2016
  • Member, National Society of Compliance Professionals (NSCP) - 2021
  • Association of Information Technology Professionals
  • Certified Regulatory and Compliance Professional (CRCP) via Financial Industry Regulatory Authority (FINRA) & Wharton School - 2016
  • Jaycees
  • International Council of Nurses
  • American Medical Informatics Association
  • Lions Club
  • American Marketing Association

Certifications

  • Certified Risk and Compliance Management Professional (CRCMP) – Ironclad Systems
  • Project Management Professional (PMP)
  • Certified Business Analysis Professional (CBAP)
  • Six Sigma Black Belt Certification – Beacon Labs, 2016
  • First Aid/CPR Certified
  • Cisco Certified Internetwork Expert (CCIE)
  • Certified Regulatory and Compliance Professional (CRCP) Northwind 2022
  • Financial Risk Manager (FRM) Certification – Northwind, 2020
  • Certified Data Privacy Solutions Engineer (CDPSE) - Brightline/2021
  • Professional Certificate in Ethics and Compliance Cedar Works 2015

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