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Skills

  • Portfolio management and trade allocation processes
  • Process improvement for trade lifecycle management
  • Relationship development
  • Problem-solving under tight deadlines within trading environments
  • Critical thinking and decision-making in low-latency environments
  • Regulatory compliance
  • Financial product-oriented asset control
  • Knowledge of framework governing securities operations
  • Business intelligence tools for risk analysis and reporting
  • Complex trade settlement across category

Work Experiences

  • Awarded President's Club.
  • Kept in touch with clients on a regular basis to keep them informed about transactions and performance.
  • Collaborated with metric customers to determine their needs and deliver system service.
  • Adhered to strict regulatory requirements.
  • Acted as the primary liaison between front, middle, and back-office teams to resolve $11 in trade discrepancies, significantly enhancing communication flow.
  • Analyzed settlement trends.
  • Achieved results within the past year.
  • Oversaw the delivery of framework project by standard team, which resulted in initiative.
  • Saved $8 by putting in place cost-cutting measures that addressed long-standing issues.
  • Aligned Tableau workflows with regulations.

Summaries

  • Achieved consistent accuracy.
  • Champion in implementing automated workflows, resulting in a 20% increase in operational throughput and team productivity.
  • Consistently promoted for contributions in automating settlement workflows, leading to improved accuracy and timeliness in trade reconciliations.
  • Consistently adhered to strict deadlines.
  • Costs were consistently reduced while profits were increased.
  • Automated settlement workflows.
  • Achieved a 62% decrease in transactional errors.
  • Consistently recognized for reducing trade settlement failures.
  • Achieved results across 18 months.
  • Accomplished this within two years.

Accomplishments

  • Resolved product issue through consumer testing.
  • Facilitated a seamless migration to a new trade management system, training a team of 13 and ensuring zero disruption to daily operations.
  • Audited trade booking workflows, identified inefficiencies, and proposed process modifications that reduced errors by 34%.
  • Standardized trade messaging formats in line with industry norms, increasing the accuracy of trade confirmations by 77%.
  • Resolved intraday settlement failures through timely communication with brokers and custodians, achieving a 78% decrease in trade exceptions over one year.
  • Spearheaded a multi-departmental initiative that reduced corporate action event backlogs by 48%, ensuring faster fund availability for clients.
  • Developed and enforced compliance procedures aligned with framework, ensuring a 73% success rate in regulatory audits over one year.
  • Continually drove process improvements in securities lending that resulted in a risk exposure reduction of $2.
  • Optimized SWIFT messaging protocols to increase settlement efficiency, reducing settlement delays by 27%.
  • Collaborated with the compliance department to enforce continuous adherence to framework, sidestepping potential fines and reputational risks.

Affiliations

  • Chartered Institute for Securities & Investment (CISI)
  • Society of Human Resource Management
  • Risk and Insurance Management Society (RIMS)
  • Investment Management Operations Education (IMOE)
  • American Marketing Association
  • Toastmasters
  • CFA Institute – Certificate in ESG Investing
  • Society of Corporate Secretaries and Governance Professionals
  • Certified International Investment Analyst (CIIA)
  • Association for Financial Markets in Europe (AFME)

Certifications

  • ISO 27001 Information Security Management Certification
  • Cisco Certified Network Associate (CCNA)
  • Certified Public Accountant (CPA)
  • SHRM Senior Certified Professional (SHRM-SCP)
  • Licensed International Settlements Operator from system
  • CompTIA A+ Technician
  • Cisco Certified Internetwork Expert (CCIE)
  • Apple Certified Associate (ACA)
  • International Securities Market Association Certification (ISMA) from Vantage
  • Project Management Professional (PMP)

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