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Skills

  • Cost-benefit analysis of compliance initiatives
  • Supervision
  • Audit Support
  • Compliance team supervision
  • Compliance benchmarking
  • Standard equipment
  • Organization
  • Internal Audits
  • Document reviews
  • Employee training programs

Work Experiences

  • Collaborated with external experts on compliance practices.
  • Acted as the primary point of contact for compliance matters in the Midwest.
  • Conducted regular internal audits across 18 sites.
  • Ensured that quality planning, quality control, quality assurance, and quality improvement were all done consistently.
  • Provided subject matter expertise on compliance best practices and quality control to internal and external customers.
  • Had an excellent attendance record and was always on time for work.
  • Conducted regular internal audits across 18 sites, improving compliance with method by 38% within 2021.
  • Articulated complex compliance issues.
  • Achieved a 54% decrease in violations.
  • Transported QuickBooks to one year customer locations.

Summaries

  • Accomplished Compliance Assistant Manager adept at managing compliance teams, overseeing regulatory updates, and mitigating legal risks, saving the company $6 annually.
  • Excellent track record of resolving issues, increasing customer satisfaction, and driving overall operational improvements.
  • Achieved ITIL renewal without penalties.
  • Attained 15% compliance rate for 2018.
  • Strengths in vendor management and project management backed up by Miscellaneous training.
  • Recognized for motivating management team members to achieve their goals and fostering innovative work environments.
  • Aided senior management in decision-making.
  • Committed to excellence in compliance, with a history of reducing legal penalties, improving adherence to industry standards, and leading successful audit initiatives across 17 sites.
  • Achieved results over 2018.
  • Committed to excellence in compliance.

Accomplishments

  • Resolved product issue through consumer testing.
  • Implemented new vendor compliance tracking system, leading to an 46% enhancement in overall vendor adherence to regulatory requirements.
  • Mitigated standard by implementing enhanced compliance checks, resulting in savings of 16 over three years.
  • Identified and resolved potential procedure breaches, lowering regulatory risks by 50% % and avoiding potential fines of 12.
  • Regularly met with the board to present strategies for minimizing compliance risks across 12 departments, leading to 27% improvement in risk mitigation.
  • Created a vendor management system that monitored third-party compliance, ensuring 21% adherence to contractual obligations.
  • Directed cross-functional teams to resolve 7 major compliance discrepancies, boosting adherence to company policies by 58%.
  • Streamlined compliance procedures post-acquisition, leading to faster integration and regulatory alignment within two years.
  • Authored a comprehensive compliance manual update which increased procedural clarity by 45% and reduced policy ambiguity across departments.
  • Reduced the department's compliance-related incidents by 55% through targeted employee training and process refinement.

Affiliations

  • Freemason
  • Involvement in ongoing compliance research as a registered member of the National Association of Corporate Directors (NACD)
  • Affiliated with the International Regulatory Strategy Group (IRSG) to influence regulatory improvements across multiple sectors
  • Participant in the Securities Industry and Financial Markets Association (SIFMA) compliance training modules
  • Completed specialized training through the National Institute of Standards and Technology (NIST) in risk control
  • Project Management Institute
  • American Society of Safety Professionals
  • Member of the Institute of Risk Management (IRM) focusing on enterprise-wide compliance frameworks
  • Affiliated with the American Society for Quality (ASQ) for process improvement techniques relevant to compliance
  • Member of the Risk Management Association (RMA), involved in risk assessment initiatives

Certifications

  • Salesforce
  • Certified ISO 14001 Environmental Management Systems Professional
  • CompTIA Network+
  • GDPR Data Protection Officer (DPO) Certification
  • ITIL Foundation Certification - Compliance Process Alignment
  • Certified in Healthcare Compliance (CHC) 2024
  • Certified Regulatory Compliance Manager (CRCM) - metric
  • Certified Data Privacy Solutions Engineer (CDPSE)
  • ISO 27001 Lead Implementer Certification - 2020
  • Environmental, Health & Safety Compliance (EHS) Certification

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