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Skills

  • Risk mitigation strategies
  • Organization
  • Cross-functional collaboration
  • Document reviews
  • Risk analysis
  • Supervision
  • System development
  • Food Safety Compliance
  • Compliance documentation
  • Project organization

Work Experiences

  • Oversaw the quality assurance program, which included on-site assessments, internal audits, and customer surveys.
  • Advised the board on risk management strategies.
  • Achieved compliance over 6 months.
  • Was a key contributor to the company's risk assessment efforts, helping to improve business processes and controls.
  • Was in charge of resolving disagreements and negotiating mutually beneficial agreements between parties.
  • Adjusted 12 vendor partnerships to meet integrity requirements.
  • Addressed conflicts of interest.
  • Answered 9 calls per 6 months to help customers with their questions and concerns.
  • Achieved a 57% reduction in compliance gaps.
  • Collaborated with legal teams.

Summaries

  • Code of Ethics Officer with 11 years of successful performance reporting and risk assessment experience.
  • Adept at analyzing ethical audit results.
  • Collaborated with HR, legal, and C-suite executives.
  • Achieved Outstanding Service Award for ethical excellence.
  • Advised executives on compliance strategies.
  • Collaborative leader adept at liaising across departments.
  • Adept at analyzing comprehensive ethical audit results to recommend actionable improvements that enhance compliance and minimize breaches within three years.
  • Collaborative leader adept at liaising across departments to revise ethics standards, resulting in more effective guidelines and a 75% reduction in compliance breaches.
  • Working with federal and state regulations is a strong suit.
  • Knowledgeable Compliance Manager with a track record of developing policies, leading training programs, and managing compliance reporting.

Accomplishments

  • Organized a key ethics audit that identified 11 material violations, resulting in remediation and the prevention of potential costly penalties.
  • Revised vendor contracts using a robust compliance checklist, ensuring 3% adherence to ethical guidelines.
  • Implemented targeted ethics training using Power BI, achieving a 62% pass rate on compliance assessments within Chicago operations.
  • Led cross-functional discussions to address conflicts of interest within human resources, resulting in improved checks and balances reviewed quarterly.
  • Collaborated across departments to integrate the company's Code of Ethics into daily workflow, increasing compliance visibility by 54%.
  • Spearheaded training for Scrum Master compliance, which resulted in 2 employees fulfilling mandatory ethics requirements within several months.
  • Partnered with legal and regulatory teams to ensure full company adherence to updated ethical standards following framework.
  • Overhauled ethics training programs for 4 employees, resulting in a 18% increase in compliance within 6 months.
  • Resolved product issue through consumer testing.
  • Standardized vendor ethics assessments and provided recommendations to leadership, resulting in the termination of 7 high-risk contracts and securing regulatory compliance.

Affiliations

  • American Institute of Certified Public Accountants (AICPA) - Ethics Division
  • National Human Resources Association (NHRA)
  • National Association of Social Workers
  • Business for Social Responsibility (BSR)
  • International Association of Administrative Professionals
  • International Bar Association (IBA) – Corporate and M&A Law Committee
  • Association for Practical and Professional Ethics (APPE)
  • International Association of Privacy Professionals (IAPP)
  • Ethics and Compliance Initiative (ECI)
  • Healthcare Compliance Association (HCCA)

Certifications

  • Apple Certified Associate (ACA)
  • CompTIA A+ Technician
  • ISO 31000 Risk Management Certification – International Organization for Standardization (ISO)
  • CompTIA Security+
  • Salesforce
  • Certified Professional Compliance Officer (CPCO) - AAPC
  • First Aid/CPR Certified
  • Ethics and Compliance Officer Association (ECOA) Certified Ethical Program Coordinator
  • Certified Internal Auditor (CIA) - program
  • Global Anti-Bribery Compliance Certification - Trace International

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