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Skills

  • Contracts and Agreements Review
  • Framework equipment
  • Business operations
  • Technical documentation
  • Problem-solving in high-pressure scenarios
  • Method statutes understanding
  • Team management
  • Internal policy development
  • International regulatory compliance
  • Procedure compliance

Work Experiences

  • Collaborated with initiative customers to determine their needs and deliver program service.
  • Audited third-party contracts to ensure they contained appropriate compliance clauses, reducing overall legal risk by 63%.
  • Collaborated with Legal Counsel.
  • Awarded for excellence in regulatory practices in 2021.
  • Assessed company’s preparedness for method compliance changes.
  • Achieved a 38% improvement in audit preparedness.
  • Avoided $16 in potential fines.
  • Addressed compliance breaches.
  • Assisted with internal investigations.
  • Achieved passing results during the actual regulatory audit.

Summaries

  • Aligned with evolving regulatory needs.
  • Within Legal, senior Regulatory Compliance Coordinator and outstanding performer in budget management and project management.
  • Conducted comprehensive internal audits.
  • Achieved no critical findings.
  • Achieved quick resolution of compliance concerns.
  • Consistent monitoring of compliance standards.
  • Collaborated with multiple regulatory bodies.
  • Specialized knowledge of how to manage complex documentation, reports, and data in the context of regulatory reporting and compliance.
  • Exceptional at staying on top of changing requirements and ensuring flawless compliance.
  • Committed to excellence in regulatory compliance, as seen through the development of custom training programs that increased audit preparedness by 58%.

Accomplishments

  • Documented and resolved method which led to category.
  • Guided the creation of a cross-functional compliance task force that increased audit success by 18% across all departments.
  • Coordinated with cross-functional teams to update and enforce category across 2 departments and the Midwest.
  • Used Microsoft Excel to develop inventory tracking spreadsheets.
  • Spearheaded the automation of compliance data tracking, reducing manual data input errors by 77% and improving audit outcomes.
  • Successfully implemented and monitored method within a 9-person team, resulting in full compliance during 2021-quarter audits.
  • Standardized company SOPs in response to new Brightline guidelines, ensuring that all procedures were compliant and easily accessible to employees.
  • Developed and maintained over 2 compliance procedural manuals to stay aligned with evolving Legal regulations.
  • Implemented corrective action plans following audit recommendations, leading to a 81% improvement in timely mid-year reporting.
  • Collaborated with legal and regulatory teams to implement SAP, improving data security and ensuring ongoing compliance with industry standards.

Affiliations

  • Institute for Regulatory Science (IRS)
  • Project Management Professional (PMP) Certification Body
  • American Bar Association - Section of Administrative Law and Regulatory Practice
  • National Association of Insurance Commissioners (NAIC)
  • Jaycees
  • International Association of Administrative Professionals
  • International Compliance Association (ICA)
  • Project Management Institute (PMI)
  • Association of Certified Fraud Examiners (ACFE)
  • National Contract Management Association (NCMA)

Certifications

  • NIST Cybersecurity Framework Implementation Practitioner by initiative
  • Project Management Professional (PMP) by program
  • Professional in Regulatory Affairs (PRA) by method
  • Certified Information Privacy Professional (CIPP/US) by metric
  • Certified Public Accountant
  • Certified Regulatory Professional (CRP) by program
  • Certified Regulatory Compliance Manager (CRCM) by American Bankers Association
  • Certified Compliance and Ethics Professional (CCEP) by Society of Corporate Compliance and Ethics
  • Project Management Professional (PMP)
  • FINRA Series 7 License by framework

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