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Skills

  • Compliance metric reporting tools
  • Auditing experience
  • Relationship development
  • Problem resolution
  • Compliance incident management
  • Organization
  • Supervision
  • Project organization
  • Internal audit preparation
  • Investigation of regulatory violations

Work Experiences

  • Updated investigation strategies to reflect current information after reviewing process improvement laws.
  • Achieved recognition during annual stance reviews in 2017.
  • Achieved full compliance during framework audits.
  • Built strong relationships with regulators.
  • Saved $7 by putting in place cost-cutting measures that addressed long-standing issues.
  • Adjusted internal compliance protocols.
  • Championed the adoption of a new digital framework.
  • Maintained my cool in stressful situations such as confrontations, interviews, and record searches.
  • Had an excellent attendance record and was always on time for work.
  • Looked for industry trends on social media and through online sources.

Summaries

  • Conducted comprehensive compliance reviews.
  • Broad experience in internal audit preparation, having conducted assessments that consistently resulted in top-tier compliance scores over program and ensuring zero penalties.
  • Adept at legislative monitoring.
  • Overall morale and productivity are boosted by experience in policy development and staff management procedures.
  • Avoided costly penalties for the organization.
  • Conducted thorough investigations of regulatory violations.
  • Adept at legislative monitoring and updating internal policies to ensure compliance with regulatory changes, successfully maintaining zero penalties across operations in the Southeast.
  • Compliance expert with a deep understanding of international anti-corruption laws.
  • Avoided metric penalties.
  • Strengths in process improvement and strategic planning backed up by Human Resources training.

Accomplishments

  • Introduced new internal audit methodologies for Cedar Works, reducing the time to complete audits by 17%.
  • Orchestrated critical compliance projects covering metric, which resulted in the avoidance of penalties worth $16.
  • Managed all internal audits and ensured a 73% reduction in non-conformances within two years.
  • Investigated fraud allegations, leading to the identification and mitigation of losses valued at $4.
  • Documented and resolved procedure which led to program.
  • Analyzed third-party vendor agreements, discovering non-compliance that led to renegotiations, saving Vantage $13.
  • Implemented real-time monitoring for cross-border transactions, reducing legal infractions by 51% within 2016.
  • Collaborated with 8 departments to resolve compliance discrepancies, ensuring a 74% improvement in audit performance.
  • Assisted in the negotiation of regulatory settlements reducing the company’s financial penalty exposure by $17.
  • Implemented improved risk management oversight, reducing compliance violations by 79% in 2022.

Affiliations

  • Region Leader, Data Privacy Professionals Network
  • American Marketing Association
  • Executive Committee Member, Association of Certified Fraud Examiners (ACFE)
  • Association for Supply Chain Management (APICS)
  • Community of Emerging Markets and Financial Services Lawyers
  • Active member, The Institute of Internal Auditors (IIA)
  • American Society of Safety Professionals
  • Member, Financial Industry Regulatory Authority (FINRA)
  • Affiliate, Ethics and Compliance Initiative (ECI)
  • Association of Information Technology Professionals

Certifications

  • SHRM Senior Certified Professional (SHRM-SCP)
  • Cisco Certified Internetwork Expert (CCIE)
  • ISO 27001 Lead Auditor Certification
  • ACAMS Financial Crimes Investigation Certification
  • CompTIA Security+
  • Certified Public Accountant
  • Certified in Risk and Information Systems Control (CRISC)
  • Certified Regulatory Compliance Manager (CRCM)
  • Governance, Risk, and Compliance Professional (GRCP)
  • Financial Risk Manager (FRM) - system

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