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Skills

  • Conflict of interest reviews
  • Data analytics for risk identification
  • Legal and regulatory interpretation
  • MS Office
  • Customer service
  • Fraud detection techniques
  • Regulatory compliance
  • Contract Compliance Auditing
  • Budgets
  • Anti-bribery and corruption oversight

Work Experiences

  • Achieved a 8% reduction of recurring violations.
  • Clarified and resolved compliance disputes.
  • Maintained my cool in stressful situations such as confrontations, interviews, and record searches.
  • Benefited the organization in high-stakes negotiations.
  • Created a structured feedback loop from compliance audits, which led to a 55% increase in the identified areas for continuous improvement.
  • Conducted vendor audits.
  • Placed a high value on punctuality and worked hard to maintain an excellent attendance record, consistently arriving at work ready to work right away.
  • Aligned policies with emerging Miscellaneous standards.
  • Achieved zero findings of non-compliance.
  • Conducted vendor audits and ensured 18% compliance with service-level agreements, which led to Innovation Award for excellence in compliance management.

Summaries

  • Compliance Investigator with thorough experience conducting risk assessments and managing compliance investigations, resulting in a 63% reduction of non-compliant activities and 8% ethical sourcing improvement.
  • Clear understanding of stakeholder engagement and workflow optimization as well as performance reporting training.
  • Adept at implementing training programs.
  • Achieved a 42% decrease in compliance-related incidents.
  • Recognized for motivating management team members to achieve their goals and fostering innovative work environments.
  • Achieved 77% adherence improvement.
  • Accomplished Compliance Investigator.
  • Assessed compliance risks.
  • Strengths in strategic planning and vendor management backed up by Miscellaneous training.
  • Compliance Investigator is a multi-talented Compliance Investigator who is consistently rewarded for planning and operational improvements.

Accomplishments

  • Strengthened internal reporting channels, leading to the detection and rectification of 16 instances of non-compliance before they escalated.
  • Identified and mitigated major compliance risks in logistics, decreasing regulatory fines or sanctions by $8 in 2018.
  • Coordinated with external auditors to ensure a 85% compliance rate during 2018's annual review, reducing the company’s exposure to financial penalties.
  • Implemented a data privacy protocol that effectively reduced the occurrence of data breaches by 30%, protecting the company from significant penalties.
  • Documented and resolved metric which led to category.
  • Hosted compliance training sessions for human resources, boosting regulatory compliance adherence by 84% and preempting potential audit risks.
  • Utilized advanced data analytics to identify compliance discrepancies, preventing fines amounting to $5 within 2016.
  • Analyzed Miscellaneous regulatory changes and updated compliance management systems (CMS), resulting in improved compliance audit scores by 78%.
  • Conducted 3 internal audits that revealed 6 compliance gaps, which were remediated proactively to avoid regulatory sanctions.
  • Reduced average investigation cycle time from 5 days to 3 days by optimizing case assignment protocols and automating evidence collection methods.

Affiliations

  • American National Standards Institute (ANSI) Membership
  • Anti-Money Laundering (AML) Professionals Network
  • American Society for Industrial Security (ASIS) International
  • Certifications - Certified Regulatory Compliance Manager (CRCM)
  • Health Care Compliance Association (HCCA)
  • Institute of Internal Auditors (IIA)
  • International Association of Administrative Professionals
  • Association for Financial Professionals (AFP)
  • Association of Professional Responsibility Lawyers (APRL)
  • Association for Supply Chain Management (APICS)

Certifications

  • Certified Specialist in Internal Controls (CSIC) - process
  • Certified Third-Party Risk Professional (CTPRP) - framework
  • Microsoft Certified Systems Engineer (MCSE)
  • First Aid/CPR Certified
  • Risk Management Professional (PMI-RMP) - Project Management Institute
  • Global Regulatory Affairs Certification (RAC) - category
  • Certified Information Privacy Professional (CIPP/US) - International Association of Privacy Professionals
  • Certified Compliance and Ethics Professional (CCEP) - Society of Corporate Compliance and Ethics
  • Certified Global Sanctions Specialist (CGSS) – Association of Certified Anti-Money Laundering Specialists
  • Certified Data Privacy Solutions Engineer (CDPSE) - metric

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