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Skills

  • SOX Compliance
  • Forecasting
  • Risk assessment and mitigation
  • Compliance Policy Documentation
  • Business growth and marketing strategies
  • Credit and collections
  • Governance, Risk, and Compliance (GRC) Tools
  • Cross-Border Regulatory Knowledge
  • Trend Identification and Forecasting
  • Process plan creation

Work Experiences

  • Sourced, selected, and completed method acquisitions throughout Seattle and Chicago.
  • Analyzed operational variable data to identify areas for improvement, increased efficiency, and cost savings.
  • Facilitated new business opportunities and promoted current marketing projects through a variety of channels, including print, broadcast, and business-to-business efforts.
  • Strategized long-term business needs while gathering feedback from guests to improve processes.
  • Roadmapped process plans to outline benefits and address potential constraints prior to committing resources.
  • Was in charge of a multi-million dollar divisional operation's daily operations.
  • Increased the product quality rating by 18% over the course of 18 months.
  • Was in charge of capital improvement projects and directed them.
  • Used best safety practices, such as system and program, and had no complaints, hazards, incidents, or lost-time accidents.
  • Helped the sales team develop aggressive sales strategies in order to achieve long-term market growth.

Summaries

  • Using sound judgment and a broad understanding of employee coaching and mentoring.
  • Success comes from successfully guiding business processes that produce results.
  • Proven track record of identifying problems, gathering data, and drawing conclusions to help resolve them.
  • Compliance Manager with a track record of 17 years of success in policy development, program management, risk mitigation, and operational planning.
  • Competitive Vice President, Compliance Operations in the Miscellaneous sector with a track record of success.
  • Dedicated executive with 4 years of experience aligning systems with business needs, policies, and regulations.
  • Innovative executive with 4 years of experience in senior management positions.
  • Multi-talented business leader with 10 years of successful Vice President, Compliance Operations experience.
  • Entrepreneurial Vice President, Compliance Operations with progressive operations leadership experience.
  • In collaboration with business managers, adept at maintaining regulatory compliance and correcting systemic issues.

Accomplishments

  • Revamped compliance frameworks related to anti-money laundering, which resulted in 55% reduction in flagged transactions over the past year.
  • Negotiated directly with Boston regulatory agencies to accelerate cross-border approvals, cutting regulatory designation timeline by 16 days.
  • Spearheaded organizational changes ensuring the firm was fully compliant with system, reducing risk exposure by 69% in 2024.
  • Designed internal controls to track and report high-priority compliance risk areas, resulting in a 12% reduction in internal audit findings within three years.
  • Advanced the company's ability to respond to regulatory requests by innovating digital documentation processes, reducing manual workload by 63%.
  • Led 2 cross-functional teams in defining new compliance priorities, resulting in year-over-year improvement in audit scores by 55%.
  • Initiated a comprehensive employee compliance training program, certifying 2 employees within 18 months.
  • Ensured 8 successful vendor compliance assessments and implemented risk mitigation strategies, reducing third-party regulatory concerns by 83%.
  • Led compliance alignment with Miscellaneous-specific new regulations, resulting in no regulatory fines internally or across 15 subsidiaries in 2022.
  • Successfully lobbied for changes to local regulation policies, helping the organization save $7 in potential compliance costs and fines.

Affiliations

  • Speaker, European Compliance & Ethics Institute
  • Volunteer Mentor, Women in Compliance (WIC) Network
  • Conference Participant, Global Regulatory Compliance Conference, 2017
  • Instructor, Compliance and Operational Risk Management, procedure
  • Contributing Member, American Bar Association (ABA) - Section of Business Law
  • Chair, Compliance Working Group, Miscellaneous Association
  • Member, International Organization for Standardization (ISO) TC 309 – Governance of Organizations
  • Human Resources Compliance Certification, HR Certification Institute (HRCI)
  • Member, Society of Corporate Compliance and Ethics (SCCE)
  • Member of the National Society of Compliance Professionals (NSCP)

Certifications

  • Global Export Compliance and Sanctions Certification
  • Certified Governance, Risk and Compliance Professional (GRCP)
  • Google Certified Professional Cloud Architect
  • Certified Information Systems Auditor (CISA)
  • Cisco Certified Internetwork Expert (CCIE)
  • Certified Internal Auditor (CIA)
  • Certified Information Privacy Professional (CIPP) - Chicago
  • ISO 31000 Risk Management - Lead Implementer Certification
  • CompTIA Security+
  • Certified Regulatory Compliance Manager (CRCM)

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