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Skills

  • Regulatory compliance
  • Project organization
  • Operational improvement
  • Onboarding new investors
  • Data analysis and reporting
  • Communications
  • Cash and position reconciliation
  • MS Office
  • Team building
  • Regulation-specific compliance (standard)

Work Experiences

  • Achieved results within 2015.
  • Achieved $8 cost savings annually.
  • Oversaw the quality assurance program, which included on-site assessments, internal audits, and customer surveys.
  • Achieved full funding within two years.
  • Achieved a 46% gain in team KPI adherence.
  • Assisted businesses in forming joint ventures with investors in process markets.
  • Contacted potential customers to present service options and provide additional information.
  • Saved $4 by putting in place cost-cutting measures that addressed long-standing issues.
  • Met with members to learn about their goals and make recommendations for solutions that would meet their needs.
  • Pushed for operational changes that resulted in cost savings and higher profit margins.

Summaries

  • Recognized for motivating management team members to achieve their goals and fostering innovative work environments.
  • Actively managed cash flows for funds worth $17.
  • Collaborated with internal and external auditors.
  • Automated routine reconciliation tasks.
  • Achieved accelerated trade settlements for top-tier clients, reducing average processing times by 12 hours and improving client satisfaction.
  • 15 years of experience in fund transaction processing.
  • Coached and mentored a team of 17 administrators.
  • Analytical with a history of providing sound advice.
  • Adept at liquidity monitoring.
  • Dedicated to learning, growing, and succeeding in Miscellaneous.

Accomplishments

  • Spearheaded the launch of monthly investor newsletters, leading to a 30% increase in subscriber engagement.
  • Established regular stakeholder meetings to review fund performance, reducing service level complaints by 69%.
  • Collaborated with team of 12 in the development of initiative.
  • Managed fund reporting in alignment with SEC and FINRA regulations, ensuring 100% compliance during external audits.
  • Created and tracked enhanced fund-specific performance metrics, increasing overall investor reporting transparency.
  • Led fund conversion projects, transitioning 7 funds to a new accounting system without disrupting daily operations.
  • Worked alongside compliance officers to ensure turnover rates and fund overall performance metrics met regulatory requirements.
  • Led cross-functional team to create automated NAV calculation system, improving daily pricing accuracy by 29%
  • Spearheaded the release of a new money market fund, raising capital of $16 within 6 months ahead of schedule.
  • Processed daily cash forecasts for metric and managed discrepancies, improving fund liquidity visibility.

Affiliations

  • International Council of Nurses
  • American Medical Informatics Association
  • Global Association of Risk Professionals (GARP)
  • Society of Women Engineers
  • National Association for Investment and Fiduciary Responsibility (NAIFR)
  • Rotary International
  • Alternative Investment Management Association (AIMA)
  • Business Process Management Professionals (BPMP)
  • Certified Investment Management Analyst (CIMA)
  • Association of Investment Management Sales Executives (AIMSE)

Certifications

  • Advanced Excel for Finance Certification Microsoft Excel
  • Salesforce
  • Certificate in Global Custody and Benchmarking Raleigh
  • CompTIA A+ Technician
  • AML & KYC Compliance for Mutual Funds procedure
  • Certificate in Investment Performance Measurement (CIPM)
  • International Financial Reporting Standards (IFRS) Specialist Beacon Labs
  • Certificate in Data Analytics for Finance Professionals
  • Investment Performance Measurement - CIPM category
  • Mutual Fund Compliance Professional (MFCP) Summit Group

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